Regulatory & Investor Resources
Primary regulatory sources and investor-education tools for researching small-cap and OTC securities. OTC Stock Review is not affiliated with any of the organizations listed below.
SEC EDGAR
Investors can use SEC EDGAR to review company registration statements, annual reports, quarterly reports, current reports and other regulatory filings submitted to the U.S. Securities and Exchange Commission.
OTC Markets
OTC Markets provides company disclosure, market designation and trading information concerning OTC securities, including the OTCQX Best Market, OTCQB Venture Market, OTCID Basic Market, Pink Limited Market and Expert Restricted Market.
FINRA
The Financial Industry Regulatory Authority (FINRA) is a private, not-for-profit self-regulatory organization that oversees FINRA-member broker-dealers under the supervision of the U.S. Securities and Exchange Commission.
SEC Investor.gov
SEC Investor.gov is the U.S. Securities and Exchange Commission's investor education website, providing tools and resources to help investors make informed decisions.
FINRA BrokerCheck
FINRA BrokerCheck is a free tool that allows investors to research the professional backgrounds of current and former FINRA-registered securities brokers and brokerage firms.